To better use the enforcement tools at its disposal, the division should continue and expand its use of both orders to comply and stop work orders, as defined in its regulations. The division should also develop performance measures to assess the success of any efforts it makes to address safety concerns and reduce the number of uncertified projects.
Effective January 1, 2013, DSA modified its policies for stop work orders and orders to comply to ensure the appropriate and consistent use of these enforcement tools as part of the construction project oversight function. The new process requires regional office managers to record the issuance of stop work orders and their resolution, and DSA headquarters' staff to monitor the regional office data entries and activities with respect to the orders.
The division substantially revised its policies related to stop work orders and orders to comply. Among the revisions, the division outlined more specific circumstances under which it may issue such orders, such as when construction is proceeding without an approved inspector or when non-compliant construction could be concealed by subsequent work. Also, in the division's training materials on the new policy, the division states that it will track stop work orders and correspondence related to stop work orders centrally and generate a quarterly summary to evaluate the effectiveness of procedures. Finally, the division is tracking and reporting on the number of uncertified projects, by fiscal year.
The division updated its policies for stop work orders and orders to comply and conducted trainings for staff on the new policies in the fall of 2012. According to General Services, the new policies will be effective January 1, 2013, and at that time the division's regional office managers will be required to record the issuance of stop work orders and their resolution, and the division's headquarters staff will be required to monitor regional office data entries and activities with respect to stop work orders. (See 2013-406, p. 40)
†Response Type refers to the interval in which the auditee is providing the State Auditor with their status in implementing recommendations made in an audit report. Auditees must submit a response regarding their progress in implementing recommendations from our reports at three intervals from the release of the report: 60 days, six months, and one year or subsequent to one year.
*Agency responses received after June 2013 are posted verbatim.